NYSE Arca - PDFSEARCH.IO - Document Search Engine

NYSE Arca
Results: 1249

#	Item
81	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaJanuary 11, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2, and Order Granting Accelerate Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-16 07:02:03 NYSE Euronext 73rd United States Congress Economy of the United States Business Corporate governance NYSE Arca Securities Exchange Act Dodd–Frank Wall Street Reform and Consumer Protection Act Regulation S-K United States securities law United States Securities and Exchange Commission Financial regulation
82	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEARCAMay 7, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Ame Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-08 04:04:56 Financial economics Financial markets Economy of the United States Financial system Computer networking Consolidated Tape Association NYSE Arca New York Stock Exchange Securities Exchange Act NYSE Euronext Self-regulatory organizations United States securities law
83	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaMarch 23, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trad Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-24 06:39:01 Funds Financial services Collective investment schemes Exchange-traded fund Security Mutual fund Financial adviser Closed-end fund Securities market Financial economics Investment Finance
84	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEARCAMarch 19, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-20 10:33:06 Financial markets Investment Options Contract law Futures contract Short Securities Exchange Act International Securities Exchange Binary option Financial economics Finance Financial system
85	29 of 34 EXHIBIT 5 Additions underscored Deletions [bracketed] NYSE Arca Options Fees and Charges Effective Date: April [3]9, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-14 18:42:09 Finance Stock market Financial services Market maker Customer equity NYSE Arca Order Electronic trading Broker-dealer Financial markets Financial economics Investment
86	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaMarch 19, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-20 10:33:45 Exchange-traded funds Financial markets Funds Commodities market Gold exchange-traded product SPDR Gold Shares Gold as an investment London bullion market IShares Financial economics Investment Finance
87	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaMarch 27, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-27 15:21:40 Funds Collective investment schemes Financial services Stock market Exchange-traded fund NYSE Arca Securities Exchange Act Securities and Exchange Commission Security Financial economics Investment Finance
88	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSApril 9, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-10 08:25:07 Finance Stock market NYSE Arca Market maker Rebate Short Market liquidity Order Securities Exchange Act Financial markets Financial economics Investment
89	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaMarch 30, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-31 10:19:48 73rd United States Congress United States Securities and Exchange Commission United States securities law Financial markets Securities Exchange Act NASDAQ U.S. Securities and Exchange Commission Short Financial economics Business Finance
90	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaApril 17, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Pro Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-20 12:35:47 NYSE Arca New York Stock Exchange Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation United States United States Securities and Exchange Commission 73rd United States Congress United States securities law

UPDATE